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University of Toledo

Toledo, Ohio

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Hunton Andrews Kurth

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Monty & Ramirez LLP

Houston, Texas

Gavlin & Associates, P.C.

New York, New York

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Munsch Hardt

Dallas, Texas

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Senior Litigation Counsel, Enforcement
The Senior Litigation Counsel works under minimal supervision to litigate nationwide non-disciplinary and disciplinary proceedings filed with the Office of Hearing Officers (OHO) and to brief and argue appeals before the National Adjudicatory Council (NAC).     Essential Job Functions: Represent FINRA in a first or second chair capacity in complex disciplinary proceedings involving violations of the federal securities laws, FINRA and NASD Rules, Municipal Securities Rulemaking Board (MSRB) rules, and other self-regulatory organization (SRO) rules. Represent FINRA in a first chair capacity in non-disciplinary hearings and litigation arising out of expedited proceedings, statutory disqualification decisions, membership


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